Octatonic scale

For the sound production technology, see Octophonic sound.
Octatonic scales on C  Play .

An octatonic scale is any eight-note musical scale. The scale most often meant by this term is one in which the notes ascend in alternating intervals of a whole step and a half step, creating a symmetric scale. In classical theory, in contradistinction to jazz theory, this scale is commonly simply called the octatonic scale (or octatonic collection), although there are forty-two other non-enharmonically equivalent, non-transpositionally equivalent eight-tone sets possible.

In St. Petersburg at the turn of the 20th century, this scale had become so familiar in the circle of composers around Nikolai Rimsky-Korsakov that it was referred to there as the Korsakovian scale (Корсаковская гамма) (Taruskin 1985, 132). As early as 1911 the Russian theorist Boleslav Yavorsky described this collection of pitches as the diminished mode (уменьшённый лад), because of the stable way the diminished fifth functions in it (Taruskin 1985, 111–13, citing Yavorsky 1911), and in jazz theory it is called the diminished scale (Campbell 2001, 126), or symmetric diminished scale (Hatfield 2005, 125), because it can be conceived as a combination of two interlocking diminished seventh chords, just as the augmented scale can be conceived as a combination of two interlocking augmented triads. In more recent Russian theory the term "octatonic" is not used. Instead this scale is placed among other symmetrical modes (total 11) under its historical name Rimsky-Korsakov scale, or Rimsky-Korsakov mode (Kholopov 1982, 30; Kholopov 2003, 227). Because it was associated in the early 20th century with the Dutch composer Willem Pijper, in the Netherlands it is called the Pijper scale (Taruskin 1985, 73).

The earliest systematic treatment of the octatonic scale was Edmond de Polignac's unpublished treatise, "Etude sur les successions alternantes de tons et demi-tons (Et sur la gamme dite majeure-mineure)" from c. 1879 (Kahan 2009, ), which preceded Vito Frazzi's Scale alternate per pianoforte of 1930 by a full half-century (Sanguinetti 1993, ). The term octatonic pitch collection was first introduced into English by Arthur Berger in 1963 (Van den Toorn 1983, ).

Construction and enumeration

The twelve tones of the chromatic scale are covered by three disjoint diminished seventh chords. The notes from exactly two such seventh-chords combination form an octatonic collection. Because there are exactly three ways to select two from three, there are exactly three octatonic scales in the twelve-tone system.

Each octatonic scale has exactly two modes: the first begins its ascent with a whole step between its first two notes, while the second begins its ascent with a half step (semitone).

Each of the three distinct scales can form differently named scales with the same sequence of tones by starting at a different point in the scale. With alternative starting points listed in parentheses, the three are:

Diminished scales on E♭, D, and D♭, ascending.

It may also be represented as 0134679t or labeled as set class 8-28 (Schuijer 2008, 109).

The three octatonic collections are transpositionally and inversionally symmetric—they are related by a variety of transposition and inversion operations:

They are each closed under transpositions by 3, 6, or 9 semitones. A transposition by 1, 4, 7, or 10 semitones will transform the E♭ scale into the D♭ scale, the D♭b scale into the D scale, and the D scale into the E♭ scale. Conversely, transpositions by 2, 5, 8, or 11 semitones acts in the reverse way; the E♭ scale goes to the D scale, D to D♭ and D♭ to E♭. Thus, the set of transpositions acts on the set of diminished collections as the integers modulo 3. If the transposition is congruent to 0 mod 3 the pitch collection is unchanged and the transpositions by 1 semitone or by 2 semitones are inverse to one another.

The E♭ and D♭ collections can be swapped by inversions around E♭, F♯, A or C (the tones common to both scales). Similarly, the D♭ and D collections can be swapped by inversions around E, G, B♭, D♭/C♯ and the D and E♭ collections by inversions around D, F, A♭, or B. All other transformations do not change the classes (e.g. reflecting the E♭ collection around E gives the E♭ collection once again). This unfortunately means that the inversions do not act as a simple cyclic group on the set of diminished scales.

Properties

Among the collection's remarkable features is that it is the only collection that can be disassembled into four transpositionally related pitch pairs in six different ways, each of which features a different interval class (Cohn 1991, ). For example:

Another remarkable feature of the diminished scale is that it contains the first four notes of four minor scales separated by minor thirds. For Example: C, D, E♭, F and (enharmonically) F♯, G♯, A, B. Also E♭, F, G♭, A♭, and A, B, C, D.

The scale "allows familiar harmonic and linear configurations such as triads and modal tetrachords to be juxtaposed unusually but within a rational framework" though the relation of the diatonic scale to the melodic and harmonic surface is thus generally oblique (Pople 1991, 2).

History

Joseph Schillinger suggests that the scale was formulated already by Persian traditional music in the 7th century AD, where it was called "Zar ef Kend", meaning "string of pearls", the idea being that the two different sizes of intervals were like two different sizes of pearls (Schillinger 1946, )

Octatonic scales first occurred in Western music as byproducts of a series of minor-third transpositions. While Nikolai Rimsky-Korsakov claimed he was conscious of the octatonic collection "as a cohesive frame of reference" in his My Musical Life (Van den Toorn 1983, 329, 493n5), instances can be found in music of previous centuries. Agmon (1990, 1–8) locates one in Scarlatti's Sonata K319. In the following passage, according to Taruskin (1996, 266) “its descending whole-step/half-step bass progression is complete and continuous”.

Scarlatti Sonata K319, bars 62-80. Passage occurs at 2:07 on the linked recording.

Taruskin (1996, 269) also cites the following bars from Bach’s Third English Suite as octatonic. :

Sarabande from J.S.Bach's English Suite No.3, bars 17-19. This passage occurs at 1:45 on the linked recording.

Langlé's 1797 harmony treatise contains a sequential progression with a descending octatonic bass, supporting harmonies that use all and only the notes of an octatonic scale (Langlé 1797, 72, ex. 25.2). In 1800, Beethoven composed his Piano Sonata 11 in B flat, Op.22. The slow movement of this work contains a passage of what was, for its time, highly dissonant harmony. In a lecture (2005), Pianist Andras Schiff describes the harmony of this passage as “really extraordinary” . The chord progressions at the beginning of the second and third bars of this passage are octatonic:

Adagio (2nd movement) from Beethoven's Piano Sonata Op.22, bars 31-33. Passage occurs at 17:45 on linked recording.

Later in the 19th century, the notes in the chords of the Coronation Bells from the opening Scene of Mussorgsky’s Boris Godunov, which consist, in the words of Taruskin (1996, 283) “two dominant seventh chords with roots a tritone apart” are entirely derived from an octatonic scale.

Coronation scene from Boris Godunov

Taruskin continues: “Thanks the reinforcement the lesson has received in some equally famous pieces like Scheherazade , the progression is often thought of as being peculiarly Russian” (Taruskin 1996, 283)

The scale also may be found in the music of Claude Debussy and Maurice Ravel. Melodic phrases that move by alternating tones and semitones frequently appear in the works of both these composers. Allen Forte (1991, 144–45) identifies a five-note segment in the cor anglais melody heard near the start of Debussy’s "Nuages" from his orchestral suite Nocturnes as octatonic:

Debussy, "Nuages" - Cor Anglais melody, bars 5-8. This can be heard at 0:14 on the linked recording.

Mark DeVoto (2003, 183) describes “Nuages” as “arguably [Debussy’s] boldest single leap into the musical unknown. ‘Nuages’ defines a kind of tonality never heard before, based on the centricity of a diminished tonic triad (B-D-F natural).”

The scale was extensively used by Rimsky Korsakov’s student Igor Stravinsky, particularly in his Russian-period works such as Petrushka (1911), The Rite of Spring (1913), up to the Symphonies of Wind Instruments (1920). Passages using this scale are unmistakable as early as the Scherzo fantastique, Fireworks (both from 1908), and The Firebird (1910). It also appears in later works by Stravinsky, such as the Symphony of Psalms (1930), the Symphony in Three Movements (1945), most of the neoclassical works from the Octet (1923) to Agon (1957), and even in some of the later serial compositions such as the Canticum sacrum (1955) and Threni (1958). In fact, "few if any composers have been known to employ relations available to the collection as extensively or in as varied a manner as Stravinsky" (Van den Toorn 1983, 42). The second movement of Stravinsky’s Octet for wind instruments opens with what Stephen Walsh (1988, 127) calls "a broad melody completely in the octatonic scale". Van den Toorn (1983) catalogues many other octatonic moments in Stravinsky's music. The scale also may be found in music of Alexander Scriabin and Béla Bartók. In Bartók's Bagatelles, Fourth Quartet, Cantata Profana, and Improvisations, the octatonic is used with the diatonic, whole tone, and other "abstract pitch formations" all "entwined...in a very complex mixture" (Antokoletz 1984, ). Mikrokosmos 99, 101, and 109 are octatonic pieces, as is no. 33 of the Forty-Four Duos for two violins. "In each piece, changes of motive and phrase correspond to changes from one of the three octatonic scales to another, and one can easily select a single central and referential form of 8-28 in the context of each complete piece." However, even his larger pieces also feature "sections that are intelligible as 'octatonic music'" (Wilson 1992, 26–27).

Olivier Messiaen made frequent use of the octatonic scale throughout his career as a composer. Peter Hill (1995, 73) writes in detail about "La Colombe" (The Dove) , the first of a set of piano preludes Messiaen completed in 1929, at the age of 20. Hill speaks of a characteristic "merging of tonality (E major) with the octatonic mode" in this short piece.

Other twentieth-century composers who used octatonic collections include Samuel Barber, Ernest Bloch, Benjamin Britten, Julian Cochran, George Crumb, Irving Fine, Ross Lee Finney, Alberto Ginastera, John Harbison, Aram Khatchaturian, Witold Lutosławski, Darius Milhaud, Henri Dutilleux, Robert Morris, Carl Orff, Jean Papineau-Couture, Krzysztof Penderecki, Francis Poulenc, Sergei Prokofiev, Alexander Scriabin, Dmitri Shostakovich, Toru Takemitsu, Joan Tower (Alegant 2010, 109), Robert Xavier Rodriguez, and Frank Zappa (Clement 2009, 214). Other composers include Willem Pijper (Chan 2005, 52), who may have inferred the collection from Stravinsky's Rite of Spring, which he greatly admired, and composed at least one piece—his Piano Sonatina No. 2—entirely in the octatonic system (Van den Toorn 1983, 464n11).

In the 1920s Heinrich Schenker criticized the use of the octatonic scale, specifically Stravinsky's Concerto for Piano and Wind Instruments, for the oblique relation between the diatonic scale and the harmonic and melodic surface (Pople 1991, 2).

Harmonic implications

Jazz

Both the half-whole diminished and its partner mode, the whole-half diminished (with a tone rather than a semitone beginning the pattern) are commonly used in jazz improvisation, frequently under different names. The whole-half diminished scale is commonly used in conjunction with diminished harmony (e.g., the "E dim7" chord) while the half-whole scale is used in dominant harmony (e.g., with an "F#13♭9" chord).

Examples of Octatonic Jazz include Wayne Shorter’s composition "Opus Pocus" from the album Pastorius (Pastorius 1976) and Herbie Hancock’s piano solo on “Freedom Jazz Dance”"Freedom Jazz Dance" from the Album Miles Smiles (1967). (Hancock’s solo can be heard at 4:50 on the linked recording.)

Petrushka chord

Petrushka chord in piano during the second tableau of Petrushka (Taruskin 1987, 269) ( Play )

Bitonality

In Bartók’s piano piece "Diminished Fifth," from Mikrokosmos, octatonic collections form the basis of the pitch content. In mm. 1–11, all eight pitch classes from the E♭ diminished scale (see Construction and Enumeration section) appear. In mm 1–4, the pitch classes A, B, C, and D appear in the right hand, and the pitch classes E♭, F, G♭, and A♭ appear in the left hand. The collection in the right hand outlines the first four notes of an A minor scale, and the collection in the left hand outlines the first four notes of an E♭ minor scale. In mm. 5–11, the left and right hand switch—the A minor tetrachord appears in the left hand, and the E♭ minor tetrachord appears in the right hand.

From this, one can see that Bartók has partitioned the octatonic collection into two (symmetrical) four-note segments of the natural minor scales a tritone apart. Paul Wilson argues against viewing this as bitonality since "the larger octatonic collection embraces and supports both supposed tonalities" (Wilson 1992, 27).

Bartók also utilizes the two other octatonic collections so that all three possible octatonic collections are found throughout this piece (D♭, D, and E♭). In mm. 12–18 all eight pitch classes from the D♭ octatonic collection are present. The E♭ octatonic collection from mm. 1–11 is related to this D♭ octatonic collection by the following transposition operations: T, T4, T7, T10. In mm. 26–29, all eight pitch classes from the D octatonic collection appear. This collection is related to the E♭ octatonic collection from mm. 1–11 by the following transposition operations: T2, T5, T8, T11.

Other relevant features of the piece include the groups of three notes taken from the whole-half diminished scale in mm. 12–18. In these measures, the right hand features D♭, E♭, and G♭, the tetrachord without the 3rd (F). The left hand has the same tetrachord transposed down a tritone (G, A, C). In mm. 16, both hands transpose down three semitones to B♭, C, E♭ and E, G♭, A respectively. Later on, in mm. 20, the right hand moves on to A- and the left back to E♭-. After repeating the structure of mm. 12–19 in mm. 29–34 the piece ends with the treble part returning to A- and the bass part returning to E♭.

Triads

As mentioned above in the context of Stravinsky's Petrushka chord, both the E major and Bb major triads are obtainable from a single permutation of the diminished scale. In fact a unique aspect of the diminished scale when compared to all other octotonic scales is the presence of four major and four minor triads. If one takes the D♭ diminished scale as outlined above, one can produce the following triads:

The D♭ half/whole (and the D whole/half) diminished scale supports two diminished triads, D, F Ab, and D♭, F♭, G, both of which can be inverted three times to produce four diminished triads as well.

and

This is of particular interest to jazz musicians as it facilitates the creation of chord voicings, especially polychords (e.g. Bb/E or G/Db) as expressing a dominant function on Bb7, G7, E7, & Db7, and upper structure voicings on dominant seventh chords. The sequence of triads given above is an instance of the neo-Riemannian PR cycle, alternating parallels and relatives.

Alpha chord

Two diminished seventh chords in the octatonic scale (one red, one blue) may be rearranged as the alpha chord  Play .

The alpha-chord collection is, "a vertically organized statement of the octatonic scale as two diminished seventh chords," such as: C♯–E–G–B♭–C–E♭–F♯–A (Wilson 1992, 7).

One of the most important subsets of the alpha collection, the alpha chord (such as E–G–C–E♭  Play ; using the theorist Ernő Lendvai's terminology, the C alpha chord) may be considered a mistuned major chord or major/minor in first inversion (in this case, C major/minor) (Wilson 1992, 9). The number of semitones in the interval array of the alpha chord corresponds to the Fibonacci sequence (Slayton 2010, 15).

See also

References

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