Fixed-point lemma for normal functions

The fixed-point lemma for normal functions is a basic result in axiomatic set theory stating that any normal function has arbitrarily large fixed points (Levy 1979: p. 117). It was first proved by Oswald Veblen in 1908.

Background and formal statement

A normal function is a class function f from the class Ord of ordinal numbers to itself such that:

• f is strictly increasing: f(α) < f(β) whenever α < β.
• f is continuous: for every limit ordinal λ (i.e. λ is neither zero nor a successor), f(λ) = sup { f(α) : α < λ }.

It can be shown that if f is normal then f commutes with suprema; for any nonempty set A of ordinals,

f(sup A) = sup {f(α) : α ∈ A }.

Indeed, if sup A is a successor ordinal then sup A is an element of A and the equality follows from the increasing property of f. If sup A is a limit ordinal then the equality follows from the continuous property of f.

A fixed point of a normal function is an ordinal β such that f(β) = β.

The fixed point lemma states that the class of fixed points of any normal function is nonempty and in fact is unbounded: given any ordinal α, there exists an ordinal β such that β ≥ α and f(β) = β.

The continuity of the normal function implies the class of fixed points is closed (the supremum of any subset of the class of fixed points is again a fixed point). Thus the fixed point lemma is equivalent to the statement that the fixed points of a normal function form a closed and unbounded class.

Proof

The first step of the proof is to verify that f(γ) ≥ γ for all ordinals γ and that f commutes with suprema. Given these results, inductively define an increasing sequence <α_n> (n < ω) by setting α₀ = α, and α_n+1 = f(α_n) for n ∈ ω. Let β = sup {α_n : n ∈ ω}, so β ≥ α. Moreover, because f commutes with suprema,

f(β) = f(sup {α_n : n < ω})

       = sup {f(α_n) : n < ω}

       = sup {α_n+1 : n < ω}

       = β.

The last equality follows from the fact that the sequence <α_n> increases.

Example application

The function f : Ord → Ord, f(α) = ω_α is normal (see initial ordinal). Thus, there exists an ordinal θ such that θ = ω_θ. In fact, the lemma shows that there is a closed, unbounded class of such θ.

References

• Levy, A. (1979). Basic Set Theory. Springer. ISBN 0-387-08417-7. Republished, Dover, 2002. ISBN 0-486-42079-5.
• Veblen, O. (1908). "Continuous increasing functions of finite and transfinite ordinals". Trans. Amer. Math Soc. (American Mathematical Society) 9 (3): 280–292. doi:10.2307/1988605. ISSN 0002-9947. JSTOR 1988605. Available via JSTOR.