Life Is a Dream

This article is about Pedro Calderón de la Barca's play. For Lewis Spratlan's opera, see Life is a Dream (opera).
Life Is a Dream

Detail from bronze relief on a monument to Calderón in Madrid, J. Figueras, 1878
Written by Pedro Calderón de la Barca
Date premiered 1635
Original language Spanish
Subject Free will, fate
Genre Spanish Golden Age drama
Setting Poland

Life Is a Dream (Spanish: La vida es sueño [la ˈβiða es ˈsweɲo]) is a Spanish-language play by Pedro Calderón de la Barca. First published in 1635 (or possibly in early 1636),[1] it is a philosophical allegory regarding the human situation and the mystery of life.[2] The play has been described as "the supreme example of Spanish Golden Age drama".[3] The story focuses on the fictional Segismundo, Prince of Poland, who has been imprisoned in a tower by his father, King Basilio, following a dire prophecy that the prince would bring disaster to the country and death to the King. Basilio briefly frees Segismundo, but when the prince goes on a rampage, the king imprisons him again, persuading him that it was all a dream.

The play's central theme is the conflict between free will and fate. It remains one of Calderón's best-known and most studied works. Other themes include dreams vs. reality and the conflict between father and son. The play has been adapted for other stage works, in film and as a novel.

Historical context

Title page of a comedy by Spanish playwright Lope de Vega

Catholic Spain was the most powerful European nation by the 16th century.[4] The Spanish Armada was defeated by England in 1588, however, while Spain was trying to defend the northern coast of Africa from the expansion of the Turkish Ottoman Empire,[5] and the gold and silver that Spain took from its possessions in the New World were not adequate to sustain its subsequent decades of heavy military expenses. Spain's power was rapidly waning by the time Calderón wrote Life Is a Dream.[6][7]

The age of Calderón was also marked by deep religious conviction in Spain.[8] The Catholic church had fostered Spanish pride and identity, to the extent that "speaking Christian" became, and remains, synonymous with speaking Spanish.[9]

Another current that permeated Spanish thinking was the radical departure from the medieval ideal that royal power resided in God's will, as noted in Machiavelli's The Prince (1532). Francisco Suarez’s treatise On the Defense of Faith (De defensio fidei, 1613) stated that political power resided in the people and rejected the divine rights of kings,[10] and Juan Mariana's On Kings and Kingship (1599) went even further by stating that the people had the right to murder despotic kings.[11]

Amidst these developments, and despite the repression of the Spanish Inquisition, during the 16th and 17th centuries, Spain experienced a cultural blossoming referred to as the Spanish Golden Age.[12][13] It saw the birth of notable works of art: Don Quixote, by Miguel de Cervantes (1605), played with the vague line between reality and perception.[14] Lope de Vega, in his play Fuente Ovejuna (1619), talks about a village that rebels against authority. In a time of proportion and perfection in the arts, the painter El Greco puzzled his contemporaries with exaggerated proportions and unsettling brushstrokes that embodied the terror and struggle of humanity.[15]

Synopsis

Act I

La vida es sueño, 35th Festival Internacional del Teatro Clásico (2012)

Rosaura walks through the mountains of Poland, dressed as a man. She finds Clarín, a jester, who tries to make her forget how miserably Poland receives visitors. They arrive at a tower, where they find Segismundo imprisoned, bound in chains. He tells them that his only crime was being born. Clotaldo, Segismundo's old warden and tutor, arrives and orders his guards to disarm and kill the intruders. But he recognizes Rosaura's sword as his own that he had left behind in Muskovy years ago for his child to bear. Suspecting that Rosaura is his child (he thinks she is male), he takes Rosaura and Clarin with him to court.

The royal palace in medieval Poland

At the palace, Astolfo, Duke of Muscovy, discusses with his cousin, Princess Estrella, that as they are the nephew and niece of King Basilio of Poland, they would be his successors if they married each other. Estrella is troubled by the locket that Astolfo wears, with another woman's portrait. Basilio reveals to them that he imprisoned his infant son, Segismundo, due to a prophecy by an oracle that the prince would bring disgrace to Poland and would kill his father, but he wants to grant his son a chance to prove the oracle wrong. If he finds him evil and unworthy, he will send him back to his cell, making way for Astolfo and Estrella to become the new king and queen. Clotaldo enters with Rosaura, telling Basilio that the intruders know about Segismundo. He begs for the king's pardon, as he knows he should have killed them. The king says he should not worry, for his secret has already been revealed. Rosaura tells Clotaldo that she wants revenge against Astolfo, but she won't say why. Clotaldo is reluctant to reveal that he thinks he is Rosaura's father.

Act II

Clotaldo gives Segismundo a sedative that puts him to sleep. At the castle, Clotaldo has learned that Rosaura is a woman; Clarin explains that Rosaura is Princess Estrella's maid but has been going by the name of Astrea. When Segismundo is awakened and arrives at court, Clotaldo tells him that he is the prince of Poland and heir to the throne. He resents Clotaldo for keeping this secret from him for all those years. He finds Duke Astolfo irritating and is dazzled by Estrella's beauty. When a servant warns him about the princess's betrothal to Astolfo, Segismundo is enraged by the news and throws the servant from the balcony.

The king demands an explanation from his son. He tries to reason with him, but Segismundo announces he will fight everyone, for his rights were denied him for a long time. Basilio warns him that he must behave, or he might find out he's dreaming. Segismundo interrupts a conversation between Rosaura and Clarin. Rosaura wants to leave, but Segismundo tries to seduce her. Clotaldo steps up to defend his child, but Segismundo pulls out a dagger threatening to kill him. As Clotaldo begs for his life, Astolfo challenges Segismundo to a duel. Before they proceed, the king sedates the prince again and sends him back to his cell.

Segismundo's reflections
(close of Act II)

The king dreams he is a king,
And in this delusive way
Lives and rules with sovereign sway;
All the cheers that round him ring,
Born of air, on air take wing.
And in ashes (mournful fate!)
Death dissolves his pride and state:
Who would wish a crown to take,
Seeing that he must awake
In the dream beyond death's gate?

....

'Tis a dream that I in sadness
Here am bound, the scorn of fate;
'Twas a dream that once a state
I enjoyed of light and gladness.
What is life? 'Tis but a madness.
What is life? A thing that seems,
A mirage that falsely gleams,
Phantom joy, delusive rest,
Since is life a dream at best,
And even dreams themselves are dreams.[1]

  1. ^ Translation by Denis Florence Mac-Carthy in Calderon's Dramas, pp. 78-79. London: Henry S. King & Co., 1873
Segismundo's soliloquy (in Spanish)

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After recriminating Astolfo for wearing another woman's portrait around his neck, Estrella commands Rosaura (still going by Astrea) to fetch this locket for her. When she approaches Astolfo for the locket, he says he recognized her as Rosaura and refuses to give her the locket, because the portrait inside is hers. Estrella walks in and demands to see it immediately, but, afraid of being discovered, Rosaura says the locket in Astolfo's hand is actually her own, and that he has hidden the one she was sent to fetch. Estrella leaves furious. Meanwhile, Clotaldo sends Clarin to prison, believing that Clarin knows his secret.

Segismundo mutters in his sleep about murder and revenge. When the prince wakes up, he tells Clotaldo about his "dream". Clotaldo tells him that even in dreams, people must act with kindness and justice. When he leaves, Segismundo is left reflecting on dreams and life.

Act III

The people find out that they have a prince and many rebel, breaking him out of his prison tower, although at first they comically mistake Clarin for the prince. Segismundo finds Clotaldo, who is afraid of his reaction. Segismundo forgives him, asking to join his cause, but Clotaldo refuses, swearing allegiance to the king. Back in the palace, everyone prepares for battle, and Clotaldo speaks with Rosaura. She asks him to take Astolfo's life, as he had taken her honor before leaving her. Clotaldo refuses, reminding her that Duke Astolfo is now the heir to the throne. When Rosaura asks what will be of her honor, Clotaldo suggests that she spend her days in a nunnery. Disheartened, Rosaura runs away.

As war nears, Segismundo sees Rosaura, who tells him that she was the youth who found him in his prison and also the woman who he tried to seduce in court. She tells him that she was born in Muscovy of a noble woman who was disgraced and abandoned. She had the same fate, falling in love with Astolfo and giving him her honor before he abandoned her to marry Estrella. She followed him to Poland for revenge, finding that Clotaldo is her father, but he is unwilling to fight for her honor. Rosaura compares herself to female warriors Athena and Diana. She wants to join Segismundo's battle and to kill Astolfo or to die fighting. Segismundo agrees. While soldiers cheer for Segismundo, Rosaura and Clarin are reunited, and the king's soldiers approach.

Segismundo's army is winning the battle. Basilio, Clotaldo, and Astolfo are preparing to escape when Clarin is killed in front of them. Segismundo arrives and Basilio faces his son, waiting for his death, but Segismundo spares his life. In light of the Prince's generous attitude, the King proclaims Segismundo heir to his throne. As King, Segismundo decides that Astolfo must keep his promise to marry Rosaura to preserve her honor. At first Astolfo is hesitant because she is not of noble birth, but when Clotaldo reveals that she is his daughter, Astolfo consents. Segismundo then claims Estrella in marriage himself. Segismundo resolves to live by the motto that "God is God", acknowledging that, whether asleep or awake, one must strive for goodness.

Themes and motifs

Calderón
Dreams vs. reality

The concept of life as a dream is an ancient one found in Hinduism and Platonism. It has been explored by writers from Lope de Vega to Shakespeare.[16] Key elements from the play may be derived from the Christian legend of Barlaam and Josaphat, which Lope de Vega had brought to the stage.[17] This legend is, itself, a derivation of the story of the early years of Siddharta Gautama, which serves as the basis for the film Little Buddha that illustrates the Hindu-Buddhist concept of reality as illusion.[17]

Calderon de la Barca depicts this concept of life as a dream from the Catholic Church’s perspective: humans are on Earth just for a brief and fast test while the real and eternal existence is the one that begins with death as in the afterlife. In that sense 80, 90, or 100 years on this Earth cannot compare to the never-ending, infinite existence that begins in the afterlife; therefore, this world is just some kind of brief “dream”. Calderon uses again this doctrinal and philosophical concept of human existence in the world in his metaphysical play The Great Theater of the World. The philosophical concepts and Catholic doctrine that Calderon de la Barca depicts in Life is a Dream and The Great Theater of the World have a remote and indirect connection with some popular movies such as The Matrix and Inception.


Fate vs. free will

The idea of a Prince who is prophesized at birth to be doomed to cause a disaster, and his father the King attempting to avert that disaster, is similar to that of Oedipus killing his father. De Vega's play Lo que ha de ser (1624) also includes the incarceration of a child and the importance of astrology.

The concept of free will versus predestination is also widely discussed in religion. Catholic Spain's Counter-reformation defined human will as able to choose the good (in cooperation with God's grace), while the Calvinist conception talked about the total depravity of the human will unless predestined by God to be renewed by grace. In Calderon's work, however, Catholicism is melded with "pagan" astrology, as Segismundo's horoscope, as interpreted by Basilio, becomes the cause of his incarceration. In the end, and favoring the Spanish, Catholic faith, Segismundo chooses pardon against the oracle.

Father vs. son conflict

One of the major conflicts of the play is the opposition between king and prince, which parallels with the struggle of Uranus vs. Saturn or Saturn vs. Jupiter in classical mythology.[18] This struggle is a typical representation of the opposition in baroque comedy between the values represented by a fatherly figure and those embodied by the son.[17] An opposition which, in this case, may have biographical elements.[19]

Other motifs and themes

Motifs and themes derived from a number of traditions found in this drama include the labyrinth, the monster, the four elements, original sin, pride and disillusionment.[20][21][22][23]

Analysis and Interpretations

Rosaura subplot

Burgtheater - Sigismund und Rosaura - Calderon de la Barca

The Rosaura subplot has been subjected to much criticism in the past as not belonging to the work. Menéndez y Pelayo saw it as a strange and exotic plot, like a parasitical vine.[24] Rosaura has also been dismissed as the simple stock character of the jilted woman. With the British School of Calderonistas, this attitude changed. A. E. Sloman explained how the main and secondary actions are linked.[25] Others like E. M. Wilson and William M. Whitby consider Rosaura to be central to the work since she parallels Segismundo's actions and also serves as Segismundo's guide, leading him to a final conversion.[26][27] For some Rosaura must be studied as part of a Platonic ascent on the part of the Prince. Others compare her first appearance, falling from a horse/hippogriff to the plot of Ariosto's Orlando furioso where Astolfo (the name of the character who deceives Rosaura in our play), also rides the hippogriff and witnesses a prophecy of the return of the mythical Golden Age. For Frederick de Armas, Rosaura hides a mythological mystery already utilized by Ariosto. When she goes to Court, she takes on the name of Astraea, the goddess of chastity and justice. Astraea was the last of the immortals to leave earth with the decline of the ages. Her return signals the return of a Golden Age. Many writers of the Renaissance and early modern periods used the figure of Astraea to praise the rulers of their times. It is possible that Rosaura (an anagram of auroras, "dawns") could represent the return of a Golden Age during the reign of Segismundo, a figure that represents King Philip IV of Spain.[28]

Segismundo's soliloquy

La vida es sueño, 35th Festival

Life Is a Dream is one of Calderón's most well-known and well-studied works. This interest not only hails from the play's complex philosophy, but also from its notable dramatic structure. However, ever since Marcelino Menéndez y Pelayo's 1910 classification of Life Is a Dream as a philosophical drama, criticism has largely dwelled on the existential issues of the work, often at the cost of paying specific attention to its formal dramatic characteristics.

A few central ideas constitute the major philosophical themes of the play: the opposition between destiny and liberty, the topic of life as a dream, and the theme of free will. These central themes overshadow other themes present, like the education of princes, the model ruler, power, and justice.

Focusing on Segismundo's line, "Y los sueños, sueños son", a more accurate English translation, better representing Calderón's poetic and philosophical intent, may be given as: "And dreams themselves are merely the dreams of dreams", implying and underscoring the ephemeral nature of human life and physical existence.

Segismundo's conclusions

There have been many different interpretations of the play’s ending, where Segismundo condemns the rebel soldier who freed him to life imprisonment in the tower. Some have suggested that this scene is ironic – that it raises questions about whether Segismundo will in fact be a just king. Others have pointed out that Calderón, who lived under the Spanish monarchy, could not have left the rebel soldier unpunished, because this would be an affront to royal authority.

It is worth considering that Segismundo’s transformation in the course of the play is not simply a moral awakening, but a realization of his social role as the heir to the throne, and this role requires him to act as kings act. For some, the act of punishing the rebel soldier makes him a Machiavellian prince.[29] Others argue that, while this action may seem unjust, it is in keeping with his new social status as the king. Daniel L. Heiple traces a long tradition of works where treason seems to be rewarded, but the traitor or rebel is subsequently punished.[30]

It may well be that, rather than intending his audience to see this action as purely right or wrong, Calderón purposefully made it ambiguous, creating an interesting tension in the play that adds to its depth.

Adaptations

La vida es sueño, 35th Festival

See also

References

  1. Introduction to Pedro Calderon De La Barca's, "The Wonder-Working Magician" on barca.classicauthors.net Retrieved 23 July 2010
  2. Brockett & Hildy, p.145
  3. Racz, Gregary (2006), Pedro Calderón de la Barca: Life Is a Dream, Penguin, p. viii, ISBN 978-0-14-310482-7
  4. Cowans, Jon (ed). Early Modern Spain: A Documentary History, University of Pennsylvania Press (2003), p. 15
  5. Sara Constantakis, ed. (2006). Drama for students [Volume 23]: presenting analysis, context and criticism on commonly studied dramas Check |url= value (help) (Collection). Detroit. ISBN 978-0-7876-8119-7.
  6. Kidd, Michael (2004). Critical Introduction to Pedro Calderon de la Barca's Life's a Dream. Boulder, Colorado: University Press of Colorado. pp. 1–15.
  7. Payne, "Spanish Society and Economics in the Imperial Age" (Ch. 14)
  8. Kidd, Michael (2004). Critical Introduction to Pedro Calderon de la Barca's Life's a Dream. Boulder, Colorado: University Press of Colorado. pp. 1–15.
  9. Kidd, Michael (2004). Critical Introduction to Pedro Calderon de la Barca's Life's a Dream. Boulder, Colorado: University Press of Colorado. pp. 1–15.
  10. Suarez, Francisco (1971). DEFENSA DE LA FE (DEFENSIO FIDEI). Madrid: Instituto de Estudios Politicos de Madrid.
  11. Mariana, Jaun. On Kings and Kingship (1599)
  12. Brockett & Hildy, p. 134
  13. Payne, Stanley G. "The Spanish Empire" (Ch. 13) in A History of Spain and Portugal, vol. 1, The Library of Iberian Resources Online (1973), accessed December 7, 2013
  14. Constantakis,p.186
  15. Constantakis, p.186
  16. De La Barca, Pedro Calderón. Introduction to "The Wonder-Working Magician", barca.classicauthors.net. Retrieved 8 November 2013
  17. 1 2 3 Garcia Reidy, Alejandro. "Las posibilidades dramaticas de Barlaam y Josafat: De Lope de Vega a sus epigonos". Universidad de Santiago de Compostela. Retrieved 9 November 2013.
  18. De Armas, Frederick A. "The Critical Tower", The Prince in the Tower: Perceptions of La vida es sueño, pp. 3–14, Lewisburg: Bucknell University Press, 1993
  19. Parker, Alexander A. "The Father-Son Conflict in the Drama of Calderón", Forum for Modern language Studies, 2 (1966), pp. 99–113
  20. Ambrose, Timothy. "Calderón and Borges: Discovering Infinity in the Labyrinth of Reason", A Star-Crossed Golden Age: Myth and the Spanish Comedia, (ed.) Frederick A. de Armas, pp. 197–218. Lewisburg: Bucknell University press, 1998
  21. Maurin, Margaret S. "The Monster, the Sepulchre and the Dark: Related Patterns of Imagery in La vida es sueño", Hispanic Review, 35 (1967): 161–78
  22. Sullivan, Henry W. "The Oedipus Myth: Lacan and Dream Interpretation", The Prince in the Tower: Perceptions of La vida es sueño, pp. 111–17
  23. Heiple, Daniel L. "Life as Dream and the Philosophy of Disillusionment", The Prince in the Tower: Perceptions of La vida es sueño, pp. 118–131.
  24. Marcelino Menéndez y Pelayo, Calderón y su teatro. Madrid: A. Perez Dubrull, 1881.
  25. A. E. Sloman, "The Structure of Calderón's La vida es sueño," in Critical Essays on the Theater of Calderón," ed. Bruce W. Wardropper, 90–100. New York: New York University Press, 1965"
  26. E. M. Wilson, "On La vida es sueño," in Critical Essays on the Theater of Calderón, 63–89
  27. William Whitby "Rosarura's Role in the Structure of La vida es sueño," in Critical Essays on the Theater of Calderón, 101–13
  28. Frederick A. de Armas, The Return of Astraea: An Astral-Imperial Myth in Calderón. Lexington: University of Kentucky Press, 1986.
  29. H. B. Hall, "Segismundo and the Rebel Soldier," Bulletin of Hispanic Studies 45 (1968): 189–200.
  30. Daniel L. Heiple, "The Tradition Behind the Punishment of the Rebel Soldier in La vida es sueño," Bulletin of Hispanic Studies 50 (1973): 1–17.
  31. http://www.birminghamopera.org.uk
  32. World-premiere production of three-act "Life Is a Dream" from the Santa Fe Opera's website
  33. David Belcher, "What Dreams May Come", Opera News, July 2010, Vol. 75, No. 1
  34. Que es la Vida – Martillo Vago, YouTube
  35. Life Is a Dream at the Internet Movie Database

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