Fagin's theorem

Fagin's theorem is a result in descriptive complexity theory that states that the set of all properties expressible in existential second-order logic is precisely the complexity class NP. It is remarkable since it is a characterization of the class NP that does not invoke a model of computation such as a Turing machine.

It was proven by Ronald Fagin in 1973 in his doctoral thesis. The arity required by the second-order formula was improved (in one direction) in Lynch's theorem, and several results of Grandjean have provided tighter bounds on nondeterministic random-access machines.

Proof

Immerman 1999 provides a detailed proof of the theorem. It is straightforward to show that every existential second-order formula can be recognized in NP, by nondeterministically choosing the value of all existentially-qualified variables, so the main part of the proof is to show that every language in NP can be described by an existential second-order formula. To do so, one can use second-order existential quantifiers to arbitrarily choose a computation tableau. In more detail, for every timestep of an execution trace of a non-deterministic Turing machine, this tableau encodes the state of the Turing machine, its position in the tape, the contents of every tape cell, and which nondeterministic choice the machine makes at that step. Constraining this encoded information so that it describes a valid execution trace in which the tape contents and Turing machine state and position at each timestep follow from the previous timestep can then be done with a first-order formula.

A key lemma used in the proof is that it is possible to encode a linear order of length n^k (such as the linear orders of timesteps and tape contents at any timestep) as a 2k-ary relation R on a universe A of size n. One way to achieve this, is to choose a linear ordering L of A and then define R to be the lexicographical ordering of k-tuples from A with respect to L.

See also

• Spectrum of a sentence

References

• R. Fagin. Generalized First-Order Spectra and Polynomial-Time Recognizable Sets. Complexity of Computation, ed. R. Karp, SIAM-AMS Proceedings 7, pp. 27–41. 1974.
• Immerman, Neil (1999). Descriptive Complexity. New York: Springer-Verlag. pp. 113–119. ISBN 0-387-98600-6.

Further reading

• Grädel, Erich; Kolaitis, Phokion G.; Libkin, Leonid; Marx, Maarten; Spencer, Joel; Vardi, Moshe Y.; Venema, Yde; Weinstein, Scott (2007). Finite model theory and its applications. Texts in Theoretical Computer Science. An EATCS Series. Berlin: Springer-Verlag. ISBN 978-3-540-00428-8. Zbl 1133.03001.