Private prosecution

A private prosecution is a criminal proceeding initiated by an individual or private organisation (such as a prosecution association) instead of by a public prosecutor who represents the state. Private prosecutions are allowed in many jurisdictions under common law, but have become less frequent in modern times as most prosecutions are now handled by professional public prosecutors instead of private individuals who retain (or are themselves) barristers.

Australia

A private criminal prosecution for contempt of court can be commenced against a party in Australia in the Federal Circuit Court, the Family Court (and the Family Court of Western Australia - the only jurisdiction with a state based Family Court) or the Supreme Court of a State or Territory.

In the Family Court of Western Australia, an on-line form exists to commence such proceedings which can be downloaded, completed and filed.[1]

In the Supreme Court of Western Australia 0 55, R 4 (Order 55, Rule 4 of The Rules of the Supreme Court (WA) 1971[2]), either an Originating Summons (Form No.75 as is an ex-parte application) or Originating Motion (Form No.64) must be filed specifying the alleged contempt, and personally served on the alleged contemptor previous to a hearing before a judge sitting in chambers unless the court orders otherwise: O 55, R 2.

If the alleged contempt occurred in relation to any specific case, the Forms are required to be filed under the heading of the parties for that specific case; or if it is not alleged to have been committed with reference to a particular proceeding, shall be entitled “The State of Western Australia against” the contemnor (naming him) ex parte the applicant: O 55, R 5.

Belize

Belize is another jurisdiction where private prosecutions can be undertaken. In 2014, the private prosecution of politician Elvin Penner by a grass-roots citizens organization (COLA) over issuance of fraudulent passports was unsuccessful because the defense succeed in arguing that the private prosecutor did not have the power to subpoena police records on the case.[3] An attorney for COLA indicated that the government didn't want prosecution of Penner undertaken, and acted to block its success.[4] The ruling is being appealed.[5]

Canada

Canada is a federation and therefore has both federal and provincial offences which can be privately prosecuted. Federally, there are Criminal and statutory offences, and provincially there are provincial and municipal.

The seditious conspirators in the Winnipeg General Strike of 1919 were tried by state-funded private prosecutors. The funds were disbursed from the War Appropriation Act and are evidenced in the Auditor-General's reports of 1921 and 1922.[6]

A committee chaired by Mr. Justice Allen Linden of the Law Reform Commission of Canada produced a Working Paper on Private Prosecutions in 1986.[7] UBC Law Professor (and later Dean) Peter T. Burns wrote a paper in 1975 for the McGill Law Journal entitled "Private Prosecutions in Canada: The Law and a Proposal for Change"; he was later the Principal Consultant for the Law Reform Commission.[8] Swaigen, Koehl and Hatt in 2013 summarised efforts to prosecute privately torts in the environmental domain.[9]

Criminal offence procedure for private charges

Very basically, a citizen or organisation approaches a justice of the peace to present evidence on each element of the alleged offence. The justice then sets up a hearing with a Judge to determine whether there is evidence on each element of the offence, and if approved, and if the Crown does not intervene and terminate the charge, called Staying the charge, then it is allowed to proceed to and go through court via the criminal procedure.

Provincial offence procedure for private prosecution

Each province in Canada deals with private prosecutions of provincial offences in their own way. Below is a list of the various provinces and how private prosecutions are dealt with in them.

Ontario

In Ontario, the procedure for commencing a private prosecution for a provincial offence is governed by Part III of the Provincial Offences Act, ss. 23(1) of which provides that, "Any person who, on reasonable and probable grounds, believes that one or more persons have committed an offence, may lay an information in the prescribed form and under oath before a justice alleging the offence and the justice shall receive the information." The laying of an information as described in Part III of the Act allows anyone to commence a prosecution for a provincial offence, whereas Parts I and II of the Act may only be used by a provincial offences officer.

France

There are three types of criminal offences in France :

In France private prosecution is called citation directe, and is possible only for misdemeanours and petty offences, if the victim has evidences of the offence.

The court sits with either one or three judges, without jury (a jury is present only for felonies, see cour d'assises).

In court, the private prosecutor sits alongside the public prosecutor as an accessory, and is merely called the "civil plaintiff" (partie civile), as French criminal courts also rule on tort claims during the same proceeding. Trials take place in this way even when the prosecution was initiated by the public prosecution office (which is far more usual than a private prosecution).

The plaintiff and the accused are both represented by normal attorneys, sitting at the ground-level of the courtroom, while the public prosecutor, considered by French law as a magistrate, sits on a platform as the court, although he does not participate in their deliberations.

The public prosecutor gives the court his opinion about the case after the plaintiff and before the defense. Eventually, the defendant may be convicted even if the public prosecutor requested acquittal.

In France, appeal courts retry both facts and law. The accused may appeal a conviction and sentence, but the plaintiff can only appeal damages. He cannot appeal an acquittal or a more lenient criminal punishment, contrary to the public prosecutor, who can do this even if the prosecution was private.

For felonies or when the plaintiff has insufficient evidence, he may refer to an investigating judge (juge d'instruction) who will investigate the case, and refer it to the trial court (in which he does not sit) if he discovers sufficient evidence of guilt.[10] The investigating judge is independent from the public prosecutor's office, and may refer the case to the trial court even if the public prosecutor requested non-suit.

Indeed, French law allows some associations to instigate private prosecutions (similar to American private attorney generals), but only for some few offences such as racist speech. In 2013, this possibility has been added for some white-collar crimes.[11]

If the defendant is convicted, the criminal court can sentence him to pay damages to the plaintiff for the criminal offence, and to reimburse his legal costs, in addition to the criminal punishment. But if the private prosecution or the referral to the investigating judge is regarded as abusive, the plaintiff may be sentenced to pay damages to the accused and a civil fine to the state by the criminal court. The civil fine may even be inflicted by the investigating judge ordering the non-suit.

New Zealand

Private prosecutions remain legal in New Zealand.[12]

Philippines

Private prosecutors in the Philippines are private attorneys that work with police and public prosecutors to help bring criminal cases.[13] They often work to get the location of a trial moved to more neutral court, outside of the influence of local power brokers, and to prepare needed legal petitions and other documents.[13] They also help to keep up the spirits of the victim's family and to keep media and public attention focused on the case.[13]

Private prosecutors can be involved in cases in front of the national anti-corruption court the Sandiganbayan.

United Kingdom

Private prosecutions are permitted in the United Kingdom. They are governed by different rules in the different jurisdictions.

England and Wales

In the early history of England, the victim of a crime and his family had the right to hire a private lawyer to prosecute criminal charges against the person alleged to have injured the victim.[14] In the 18th century, prosecution was private of almost all criminal offences against the person, usually by the victim.[15] One reason for this was that prosecution had never been conceived of as a public matter. The English system was based on the principles of individual and local prosecution in which the right of the private citizen was paramount.[16][17] The exception to this norm was in offences where the victim was the Crown, and the Attorney-General and the Solicitor-General represented the prosecution at State trials; for an example, see the 1637 ship money tax protest case of John Hampden.

As detailed above, a route to prosecution had been by victims at their own expense or lawyers acting on their behalf. From the Metropolitan Police Act 1829 onwards, as the police forces began their present form, they began to take on the burden of bringing prosecutions against suspected criminals.

In 1880, Sir John Maule was appointed to be the first Director of Public Prosecutions, operating as a part of the Home Office. The jurisdiction was only for the decision as to whether to prosecute, and just for a very small number of difficult or important cases. Once prosecution had been authorised, the matter was turned over to the Treasury Solicitor. Police forces continued to be responsible for the bulk of cases, sometimes referring difficult ones to the Director.

It should be noted that, prior to its termination in 1933, criminal prosecution required a true bill of indictment from the grand jury, and so frivolous and vexatious proceedings were designed to be avoided at this stage (although this did not turn out to be the case in practice).

In 1962, the Royal Commission on the Police recommended that police forces set up independent prosecution departments so as to avoid having the same officers investigate and prosecute cases. Technically, though, the prosecuting police officers did so as private citizens.

The Royal Commission's recommendation was not implemented by all police forces, and so in 1978 another Royal Commission was struck, this time headed by Sir Cyril Philips. It reported in 1981, recommending that a single unified Crown Prosecution Service with responsibility for all public prosecutions in England and Wales be set up. A White Paper was released in 1983, becoming the Prosecution of Offences Act 1985, which established the Crown Prosecution Service under the direction of the Director of Public Prosecutions, consisting of a merger of his old department with the existing police prosecution departments. It started operating in 1986. The CPS can also prevent a private prosecution from continuing by taking it over and then discontinuing it. The CPS supposedly will do this only where there is not enough evidence to make a proper case, or where a prosecution is against the public interest or could cause an injustice. In reaching this decision, it must balance the public good against a duty to preserve an individual's right to prosecute under the 1985 act.

When taking over any private prosecution, the CPS may direct the police to conduct more investigation. The intention of this was to ensure the best available evidence was placed before the court, as further trials were generally excluded until 2003 by the double jeopardy rule. The latter rule was abrogated in certain circumstances of "new and compelling evidence", and for a limited range of the most serious offences such as rape, armed robbery and murder, by the Criminal Justice Act 2003. Recommended by Blunkett, Lairg and Goldsmith,[18] this change brought the UK into line with the optional Article 4 of the Seventh Protocol to the European Convention on Human Rights.

Scotland

Private prosecutions are rare in Scots law and require special circumstances surrounding the crime to be evident. Leave to prosecute must be obtained by granting of a Bill of Criminal Letters by the High Court of Justiciary. Within the 20th century, only two such prosecutions were made.[19]

United States

In colonial America, because of Dutch (and possibly French) practice and the expansion of the office of attorney general, public officials came to dominate the prosecution of crimes. However, privately funded prosecutors constituted a significant element of the state criminal justice system throughout the nineteenth century.[20][21]

The right to private prosecution in federal cases was removed following the 1981 Supreme Court decision in Leeke v. Timmerman, affirming an earlier decision in Linda R. S. v. Richard D..[22] However, a federal prosecutor may appoint a private attorney to prosecute a case.[23] Elsewhere, private prosecution is governed by state laws.

California

Prosecutions are implicitly limited to district attorneys per California Penal Code § 739, which describes the "duty" of district attorneys to file charges after a judge finds grounds that an offense has been committed.[24]

Colorado

In 1974, the Colorado Supreme Court ruled that private prosecutions were improper and prejudicial to the defendant.[25]

Georgia

In Georgia, criminal proceedings may be initiated at the request of a private citizen, but only after the defendant is given an opportunity to argue why he or she should not be charged.[22]

Idaho

Idaho allows private citizens to file criminal complaints to a magistrate; the magistrate can issue an arrest warrant upon satisfaction that a crime has occurred.[22]

Kentucky

Kentucky allows a private citizen to initiate criminal cases by filing criminal complaints, although it is up to a state prosecutor to decide whether to proceed with the case.[26]

Maryland

Maryland allows private citizens to file affidavits against another citizen.[27]

Massachusetts

Private prosecutions in Massachusetts were declared void in 1849 and formally outlawed in 1855.[28]

Michigan

Michigan banned private prosecutions in 1875.[28]

Minnesota

The Minnesota Supreme Court ruled in 1977 in State ex rel. Wild v. Otis that a private citizen does not have a right to prosecute an alleged crime.[29]

Missouri

The right to private prosecution in Missouri was removed in 1976 following the decision in State v. Harrington.[30][31]

New Hampshire

New Hampshire allows private prosecution of any crime that does not carry incarceration as a possible penalty. However, prosecutors have the right to dismiss private criminal charges.[32]<ref = name="McCormack">http://suffolklawreview.org/wp-content/uploads/2004/03/McCormack.pdf</ref>

New Jersey

The 1995 decision of State v. Storm prohibited private prosecutions unless there is no conflict of interest or financial interest.[33] Furthermore, state law states that all private prosecutions require approval of the county prosecutor and the court.[34]

New York

In 2002, a federal district court concluded in Kampfer v. Vonderheide that private prosecutions were barred under New York law as a violation of the defendant's due process rights.[35]

North Carolina

Private prosecutors were used in North Carolina as late as 1975.[36] The court ruled in State v. Best in 1974 that an elected prosecutor must be in charge of all prosecutions.[37]

Ohio

Ohio state law allows private citizens to file an affidavit alleging a crime.[38] However, the actual prosecution is limited to the state.[32]

Pennsylvania

Private prosecutions in Pennsylvania require approval from a state prosecutor.[32]

Rhode Island

In 2001, the Rhode Island Supreme Court ruled in Diane S. Cronan ex rel. State v. John J. Cronan that a private citizen could file criminal complaints for misdemeanors. However, prosecution of felonies remains limited to the state. Private prosecutors also cannot seek penalties of greater than one year of incarceration or a fine of greater than $1,000.[39]

South Carolina

The right was removed from South Carolina law in the nineteenth century.[40] However, private citizens may still initiate a criminal case by filing a request with a magistrate, although magistrates can only issue summonses in response to private criminal complaints.[22]

Texas

Texas allows a private citizen to contact a grand jury to seek an indictment.[22][41]

Virginia

The use of a private prosecutor was incorporated into the common law of Virginia and is still permitted there.[14]

Wisconsin

Private prosecutions in Wisconsin were outlawed following the decision of Biemel v. State in 1855.[42] In 1890, the court ruled that a private attorney can assist in a prosecution as long as there is no conflict of interest.[25]

Controversy

Bruce L. Benson's To Serve and Protect lauds the role of private prosecutors, often employed by prosecution associations, in serving the needs of crime victims in England. There have been calls for restoring the practice of private prosecution, especially in cases of official misconduct, where judges, public prosecutors, and the police act in concert to violate the law. Some libertarian theorists hold that public prosecutors should not exist, but that crimes should instead be treated as civil torts. Murray Rothbard writes, "In a libertarian world, there would be no crimes against an ill-defined 'society,' and therefore no such person as a 'district attorney' who decides on a charge and then presses those charges against an alleged criminal."[43]

Private prosecution is sometimes regarded with suspicion as a potential avenue for vexatious or malicious prosecution. Okagbue writes that the most useful control against such abuses is the power of the court to refuse to allow the case to proceed where it is of the opinion that there is not enough evidence to support the charge. The cost of private prosecution, including potential civil liability for malicious prosecution, can also deter frivolous prosecutions.[44]

Notable private prosecutions

See also

References

  1. ↑ http://www.familycourt.wa.gov.au/_files/Form19.pdf
  2. ↑ http://www.slp.wa.gov.au/pco/prod/FileStore.nsf/Documents/MRDocument:20310P/$FILE/RuOfTheSupremeCourt1971_07-h0-03.pdf?OpenElement
  3. ↑ News 7 Belize. "Private Prosecution Against Penner Thrown Out!". 7newsbelize.com. Retrieved 2014-11-26.
  4. ↑ "Attorney speak on roadblocks in private prosecution of Elvin Penner | Channel5Belize.com". edition.channel5belize.com. Retrieved 2014-11-26.
  5. ↑ "COLA’s files grounds of Penner appeal". Amandala Newspaper. Retrieved 2014-11-26.
  6. ↑ 'Labour / Le Travail' Journal of the Canadian Committee on Labour History: "Legal Gentlemen Appointed by the Federal Government: the Canadian State, the Citizens' Committee of 1000, and Winnipeg's Seditious Conspiracy Trials of 1919-1920" (Mitchell, 2004)
  7. ↑ Law Reform Commission of Canada: "Working Paper 52 - Private Prosecution" (1986) also photostat copy
  8. ↑ (1975) 21 McGill L.J. 269: "Private Prosecutions in Canada: The Law and a Proposal for Change" (Burns)
  9. ↑ Environmental Education for Judges and Court Practitioners: "PRIVATE PROSECUTIONS REVISITED: THE CONTINUING IMPORTANCE OF PRIVATE PROSECUTIONS IN PROTECTING THE ENVIRONMENT" (A Symposium on Environment in the Courtroom (II): Environmental Prosecutions March 18-19, 2013, University of Ottawa)
  10. ↑ http://www.legifrance.gouv.fr/Traductions/en-English/Legifrance-translations
  11. ↑ Articles 2-1 to 2-23 of the French Code of criminal procedure (article 2-23 for white collar crimes).
  12. ↑ http://www.crownlaw.govt.nz/uploads/prosecution_guidelines.pdf
  13. 1 2 3 Simon, Joel. "The Private Prosecutor". Committee to Protect Journalists. Retrieved 1 October 2012.
  14. 1 2 Nichols, Matthew S. (2000–2001), No One Can Serve Two Masters: Arguments against Private Prosecutors 13 (279), Cap. Def. J.
  15. ↑ Friedman, David D. (1995), Making Sense of English Law Enforcement in the Eighteenth Century 2, U. Chi. L. Sch. Roundtable, p. 475
  16. ↑ Liverpool Law Journal, v6 n1 pp15-32: "Prosecuting criminal cases in England and Wales: Reflections of an inquisitorial adversary" (McConville, 1984)
  17. ↑ "The Prosecution Process in England and Wales", 1970 Crim. L. Rev. 668
  18. ↑ cps.gov.uk: "Justice for All - A White Paper on the Criminal Justice System" (CM 5563), also available from The Stationery Office
  19. ↑ http://www.heraldscotland.com/sport/spl/aberdeen/woman-loses-attempt-to-bring-private-prosecution-judges-reject-move-on-rape-case-1.677607
  20. ↑ Robert M. Ireland (Jan 1995). "Privately Funded Prosecution of Crime in the Nineteenth-Century United States". The American Journal of Legal History (Temple University) 39 (1): 43–58. JSTOR 845749.
  21. ↑ [49 Fordham L. Rev. 26 (1980-1981) "Criminal Procedure in England and the United States: Comparisons in Initiating Prosecutions", Irving R. Kaufman
  22. 1 2 3 4 5 http://nccriminallaw.sog.unc.edu/private-citizens-initiating-criminal-charges
  23. ↑ http://isthatlegal.org/private-prosecution
  24. ↑ http://codes.lp.findlaw.com/cacode/PEN/3/2/2/s739
  25. 1 2 http://scholarlycommons.law.wlu.edu/cgi/viewcontent.cgi?article=1444&context=wlucdj
  26. ↑ https://louisvilleky.gov/government/county-attorney/criminal-prosecution
  27. ↑ http://www.enlawyers.com/1836/attorney-information/maryland-victims-rights-lawyer
  28. 1 2 http://www.americanbar.org/content/dam/aba/publications/public_contract_law_journal/pclj_vol40_no4_grove.authcheckdam.pdf
  29. ↑ http://law.justia.com/cases/minnesota/supreme-court/1977/46898-1.html
  30. ↑ http://law.justia.com/cases/missouri/supreme-court/1976/59139-0.html
  31. ↑
  32. 1 2 3 http://www.criminaldefenselawyer.com/resources/criminal-defense/criminal-offense/filing-a-criminal-complaint.htm
  33. ↑ http://www.njlaws.com/prosecutor_not_advocate.htm
  34. ↑ http://www.judiciary.state.nj.us/rules/r3-23.htm
  35. ↑ http://www.leagle.com/decision/2002220216FSupp2d4_1219.xml/KAMPFER%20v.%20VONDERHEIDE
  36. ↑ Sidman, Andrew (1975–1976), Outmoded Concept of Private Prosecution, The 25, Am. U. L. Rev., p. 754
  37. ↑ http://famguardian.org/publishedauthors/media/antishyster/V07N1-PrivateProsecutions.pdf
  38. ↑ http://codes.ohio.gov/orc/2935.09
  39. ↑ http://www.courts.ri.gov/Courts/SupremeCourt/OpinionsOrders/pdf-files/99-378.pdf
  40. ↑ "Private Prosecutions". The Constitution Society. Retrieved 29 July 2013.
  41. ↑ http://scholarship.law.edu/cgi/viewcontent.cgi?article=1113&context=lawreview
  42. ↑ http://suffolklawreview.org/wp-content/uploads/2004/03/McCormack.pdf
  43. ↑ Rothbard, Murray, "Punishment and Proportionality", The Ethics of Liberty
  44. ↑ Isabella Okagbue (Spring 1990). "Private Prosecution in Nigeria: Recent Developments and Some Proposals". Journal of African Law (Cambridge University Press on behalf of the School of Oriental and African Studies) 34 (1): 53–66. doi:10.1017/s0021855300008196. JSTOR 745600.

External links

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